Rare Book & Manuscript Library
 

Arthur Levitt papers, 1948-2007

Series II: Arranged Correspondence

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Subseries II.1: Originals

includes some emails and faximiles. Most correspondence from SEC Correspondence 1993 - 2001scrapbook. Anonimous correspondence filed first.



Box 1 Folder 37 Anderson, Joseph F.; Koppes, Richard - see Aronson, Tracey; [Athis], Paul; Bachman, John W.; Baird, Brent D.; Baker, William; Barr, Clifford; Barry, Grace; Blackmore, Robert L.; Blair, Warren E.; Brodsky, William J.; Brophy, Raymond C.; Brown, David A.; Callaway, Howard H.; Clarkson, James A.; Carey, Paul A.; Catell, Robert B; Cogan, Marshall S.; Critchlow, Paul W.; Damson, Barry; Davidson, Joan; Degenhardt, Harold F.; Derderian, James E.; Dibble, Edward T.; Dilenschneider, Robert L; Dulski, Walter; Edelman, Stanley; Emmott, William; Evans, Carol; Evans, Thomas W.; Fields, Harvey J; Figueres, Muni; Forbes, Malcolm S. (Steve); Fink, Matthew P.; Friedland, Rhoda; Glassman, Mary; Goldin, Harrison J.; Goldsmith, Margie; [Greenbaum], Teddy; Groves, Ray J.; Guggenheim, Charles; Haskell, Janelle; Herman, James A.; [Jores], Michael; Komives, Michael; [Krongard, A. B.] Buzzy Automatic Data Processing - see Weston, Josh S.; Brooklyn Union - see Catell, Robert B; Center for Working Capital - see Tarbox, Monte; Chicago Mercantile Exchange - See Brodsky, William J; Consumer Federation of America - see Metzenbaum, Howard M; Coopers & Lybrand - see McKinney, James E.; Council for Institutional Investors - see Teslik, Sarah; The Economic Club of Chicago - see Barry, Grace; The George Washington University - see Trachtenberg, Stephen Joel; Investment Company Institute - see Fink, Matthew P. General: A - K


Box 1 Folder 38 La Ganga, Charles; Lord, Sandra; Linton, R. E.; Lorne, Simon M; Lufkin, Dan W.; McKane, David B.; McKinney, James E.; McLucas, William R.; Madoff, Bernard L; Madoff, Peter B.; Manley, John M.; Mathisen, Tyler; Metzenbaum, Howard M; Martin, David - see Aronson, Tracey; Minow, Newton N.; Morse, William E.; Nemser, Earl; Nowicki, Elizabeth; Olson, John F.; Payne, Harry C.; Petchesky, Harry J.; Pottruck, David S.; Quinn, Linda C.; Reed, William S.; Rogers, William; Rubinstein, Peter J.; Ruder, William; Scardino, Jennifer; Schadt, James P.; Schlosser, Alfred M.; Schwartz, Robert; Segal, Martin E.; Silverstone, Leslie J.; Smythe, Marianne K.; Sobel, Ronald B.; Sole, Kelly Ann; Sommer, A. A. Jr.; Stanton, Frank; Stone, J. Jacques; Spatz, Theodore; Summers, Laurence; Tarbox, Monte; Teslik, Sarah; Tolleris, Bea; Trachtenberg, Stephen Joel; Walker, Richard H.; Weisbrod, Carl; Wang, [Leo]; Weston, Josh S.; Wilpon, Fred; Woolf, Harry. Los Angeles Times - see Sole, Kelly Ann; Merrill Lynch & Co. - see Critchlow, Paul W.; Ontario Securities Commission - see Brown, David; Poly Prep School - see Petchesky, Harry J.; Salomon Brothers, Inc - see Lorne, Simon; Charles Shwab & Co - see Pottruck, David S.; VEBA; Wellesley College - see Reed, William S.; Williams College - see Payne, Harry C.; General: L - Z


Box 1 Folder 39 Andreesen, Matthew; Augustine, Norman A.; Balamaci, Nick; Beard, Sam; Beresford, Dennis R.; Bialkin, Kenneth J.; Bloch, Robert W.; Blaskovich, Fred; Brennan, John J.; Brinkley, James W.; Buffett, Warren E.; Catto, Henry E.; Chin, Faye; Colson, Robert H.; Davies, Howard; Dilenschneider, Robert L.; Emerson, John B.; Fickling, William A., Jr.; Fleischer, Arthur; Goldmark, Peter C., Jr.; Gorman, D. J.; Hopkins, Karen B.; Hunter, David W.; Job, Peter; Kelley, Aloysius P.; Koski-Grafer, Susan; Kraft, Robert K.; Linowitz, Sol M.; Lowenstein, Lou; McDonough, William J.; McIntosh, Bill; McLendon, Heath B.; Malkin, Peter L.; Mikva, Abner J.; Muis, Jules W.; Nemser, Earl; Newman, Fred; Olson, John; Perlman, Jay; Reese, James R.; Ross, Alan; Ross, Richard S.; Schneiderman, Irwin; Schwab, Richard L.; Seligman, Joel; Senatore, Charles V.; Sollazzo, Bob; Steinbrenner, George M, III; Stern, Walter P.; Stevens, Rick; Sturner, William; Sowan, Richard J.; Stalcup, Steve; Till, John G.; Williams, Harold M.; Willmott, Peter S.; Zarr, Gary; Zelinka, Robert. Wall Street Journal Levitt's Resignation from SEC

[Original correspondence removed from scrapbook of the same name, replaced by photocopies.]



Box 59 Folder 1-3 Carol Morrow files on Arthur Levitt (correspondence and articles), 2002-2004


Box 59 Folder 4 Correspondence, 2002-2004


Subseries II.2: Congressional photocopies.

These materials were part of additions, donated by A. Levitt in 2002. Photocopies of SEC chairman correspondence with members of US Senate and US House of Representatives. Fisrt folder contains index for this subseries. Subject files, arranged alphabetically by policy topic. Also includes transcripts of congressional hearings and background materials.



Box 1 Folder 40 Complete Index, 1993 - 2001


Box 1 Folder 41 Bayh, Evan; Bennett, Robert F; Biggert, Judy; Bliley, Tom; Campbell, Tom; Chabot, Steve; Crane, Phillip; Crapo, Mike; Dingell, John D.; Dodd, Christopher J; Doyle, Mike; Enzi, Michael; Fowler, Tille K; Frank, Barney; Gejdenson, Sam; Grams, Rod; Isakson, Johnny; Johnson, Tim; Kanjorski, Paul E.; Latoure[...], Steven C.; Minge, David; Mink, Patsy T.; Obey, David; Oxley, Michael G.; Pitts, Joseph R; Ros-Lehtinen, Ileana; Sawyer, Thomas; Shays, Christopher; Tauzin, Billy; Torricelli, Robert; Towns, Edolphus; Voinovich, George V.; Wayne, Allard; Auditors Independence + index, 2000


Box 1 Folder 42 Baker, Richard H.; Bliley, Thomas J.; Gram, Phil; Greenwood, James C.; Kennedy, Edward M.; Kerry, John F.; Leach, James A.; Wyden, Ron. Banking Reform (Glass-Seagal Act; Gramm-Leach-Bliley bill), 1994 - 2000



Box 1A Folder 1 Bliley, Thomas J.; Burton, Dan; Dingell, John D.; Dreier, David; Fossella, Vito J.; Gramm, Phil; Livingson, Bob; Manton, Thomas; Markey, Edward J; Oxley, Michael G.; Schumer, Charles E.; Stevens, Ted; Thomas, William M; Thompson, Fred; Towns, Edolphus; Decimalization + index, 1997 - 2000


Box 1A Folder 2 Bliley, Thomas J.; Dingell, John D.; Gore, Al; Gramm, Phil; Lasio, Rick; Markey, Edward J; Pressler, Larry; EDGAR - SEC Electronic Data Gathering Analysis and Retrieval System + index, 1993 - 1998


Box 1A Folder 3 Burton, Dan Mutual Funds, Feb. 2000


Box 1A Folder 4 Dingell, John D.; Markey, Edward J; Obey, David R.; Serrano, Jose E.; Towns, Edolphus; Pay Parity (H. R. 2441), Oct. 2000


Box 1A Folder 5 D'Amato, Alphonse M; Dingell, John D.; Gramm, Phil; Markey, Edward J; Moseley-Braun, Carol; Wyden, Ron; Pay-to-Play in Municipal Bonds Market + Index, 1993 - 2000


Box 1A Folder 6 Bliley, Thomas J.; Dingell, John D.; Fields, Jack; Greenwood, James; Hall, Ralph; Santorum, Rick; Saxton, Jim; Stevens, Ted; Payment for Order Flow/Order Handling Rules + index, 1995 - 2000


Box 1A Folder 7 - 8 Burton, Dan; Cohen, William S.; D'Amato, Alphonse M; Dingell, John D.; Dodd, Christopher J; Dorgan, Byron L; Fields, Jack; Gillmor, Paul E.; Gore, Al; Markey, Edward J; Oxley, Michael G.;Riegle, Donald W.; Synar, Mike; Plain English, 1993 - 2000



Box 1B Folder 1 Breeden, Richard C.; Cohen, William S.; Dingell, John D.; Division of Investment Management Plain English - correspondence of Richard C. Breeden, SEC Division of Investment Management


Box 1B Folder 2 Eshoo, Anna G.; Frank, Barney Regulation FD / Selective Disclosure, Jul. - Dec. 2000


Box 1B Folder 3 Bliley, Thomas J.; D'Amato, Alphonse M; Dingell, John D.; Fields, Jack;Schenk, Lynn; Wyden, Ron Securities Litigation Reform, 1994 - 1998


Box 1B Folder 4 - 5 Abraham, Spencer; Armey, Dick; Baker, Richard; Bayh, Evan; Bennett, Robert; Bilbray, Brian; Blunt, Roy; Bliley, Thomas J.; Boren, David; Bunning, Jim; Burr, Richard; Cox, Christopher; Crapo, Mike; Crowley, Joseph; Cubin, Barbara; Davis, Tom; Deal, Nathan; Deutsch, Peter; Dingell, John D.; Dooley, Cal; Dunn, Jennifer; Eshoo, Anna G.; Fossella, Vito J.; Fowler, Tillie; Gillmor, Paul E.; Gonzalez, Charles A.; Goodlatte, Bob; Gramm, Phil; Grams, Rod; Greenwood, James; Hagel, Charles; Houghton, Amo; Jeffords, James; Kind, Ron; Lieberman, Joseph; McCarthy, Carolyn; McCrerey, James; Maloney, Jim; Markey, Edward J; Moran, Jim; Myrick, Sue; Norwood, Charles W.; Oxley, Michael G.; Pickering, Charles W.; Pryce, Deborah; Roemer, Tom; Sanders, Bernard; Sandlin, Max; Santorum, Rick; Schumer, Charles; Shelby, Richard; Shimkus, John; Smith, Adam; Tauscher, Ellen; Tauzin, Billy; Torricelli, Robert; Towns, Edolphus; Udall, Mark; Upton, Fred; Waxman, Henry; Wayne, Allard; Wilson, [...]; Standards (FASB, independence), 1994 - 2000

[Index in folder 1 - 41]


Box 1B Folder 6 Bennett, Robert F; D'Amato, Alphonse M; Dingell, John D.; Dodd, Christopher J.; Horn, Stephen; Morella, Connie. Year 2000 Compliance, 1997 - 1999


Box 1B Folder 7 US Senate Committee on Banking, Housing and Urban Affairs Hearing Transcript - S. 1815, Jan. 5, 1996


Box 1B Folder 8 US House of Representatives Hearing Transcript - H. R. 3005, Jun. 18, 1996


Box 1B Folder 9 US Senate Committee on Banking, Housing and Urban Affairs Hearing Transcript - Market Circiut Breakers, Jan. 29, 1998


Subseries II.3: SEC Copy Correspondence

Series consists of photocopies of incoming and outgoing correspondence of Levitt as a SEC chairman. Letters are in original order - cronological (by outgoing correspondence) with threads grouped together. Thus incoming letters are usually filed immediately following the corresponding outgoing reply. In some cases incoming letters are filed both separately under their original arrival date and after the response. Correspondence, both external and internal, often includes lengthy attachments. Series is indexed by last name. (see SEC Correspondence Index) People referred to by their first name only are not indexed. Attachments, including enclosed letters to/from third parties are not indexed.


Box 1B Folder 10 Congratulations on Confirmation, Jul. - Oct. 1993



Box 1C Folder 1 Responses to Congratulations on Confirmation, Jul. - Oct. 1993


Box 1C Folder 2 Congratulations on Re-nomination and the Longest Service, 1998 - 1999


Box 1C Folder 3 Undated correspondence and fragments, 1993 - 2000


Box 1C Folder 4 Personal File, 1993 - 2000


Box 1C Folder 5 Jul. 1993 - Dec. 1994

[Aug. 1993 - Feb. 1995 formerly Box 1, folders 25 - 28]


Box 1C Folder 6 - 7 Jan. 1995


Box 1C Folder 8 - 10 Feb. 1995



Box 2 Folder 1 - 4 Mar. 1995 - Apr. 1995



Box 3 Folder 1 - 5 May 1995 - Sep. 1995



Box 4 Folder 1 - 6 Oct. 1995 - Jan. 1996



Box 5 Folder 1 - 5 Feb. 1996 - Jun. 1996



Box 6 Folder 1 - 6 Jul. 1996 - Dec. 1996



Box 7 Folder 1 - 5 Jan. 1997 - Apr. 1997



Box 8 Folder 1- 6 May 1997 - Oct. 1997



Box 9 Folder 1 - 6 Nov. 1997 - Apr. 15, 1998



Box 10 Folder 1 - 7 Apr. 16, 1998 - Oct. 1998



Box 11 Folder 1 - 9 Nov. 1998 - Jul. 1999



Box 12 Folder 1 - 9 Aug. 1999 - Apr. 2000



Box 13 Folder 1 - 9 May 2000 - Jan. 2001


Box 13 Folder 10 SEC Kids Party Thank You notes, Jan. 22, 2001