Subseries III.1: SEC Speeches
Computer printouts of speeches, delivered by A. Levitt Jr. during his SEC tenure.
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Speeches' Index, 1993 - 2000
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Remarks by Levitt on the Occasion of His Swearing In, Washington, DC, July 27, 1993
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Opening Remarks, Concerning Executive Compensation Disclosure at the Public Meeting of the Commission, Washington, DC, August 6, 1993
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Opening Remarks, Regarding the Adoption of Amendments to the Net Capital Rule, before US SEC, Washington, DC, August 11, 1993
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Remarks at the 12th Annual SEC Government-Business Forum on Small Business Capital Formation, Washington, DC, September 9, 1993
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Comments on the FASB, September 10, 1993
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Welcoming Remarks at the Penny Stock Meeting, September 20, 1993
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Opening Remarks, Concerning Rules to Implement the Energy Policy Act of 1992 at the Public Meeting of US SEC, Washington, DC, September 22, 1993
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Protecting the American Investor: A New Partnership - Remarks at the Fall Conference of the North American Securities Administrators Association (NASAA) , Orlando, FL, September 29, 1993
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Talking Points for Daimler-Benz dinner, October 4, 1993
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Opening Statement of at the US SEC Open Meeting, Washington, DC, October 6, 1993
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Talking Points for MSRB Meeting pay to play, October 13, 1993
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CFC Kickoff Statement, October 18, 1993
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Statements on Pay-to-Play in the Municipal Securities markets, October 18, 1993
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Toward a New Global Partnership: Integrity, Stability and Opportunity -Remarks at the 1993 Annual Conference of the International Organization of Securities Commissions, Mexico City, Mexico, October 26, 1993
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Opening Statement at the US SEC Open Meeting, Washington, DC, November 3, 1993
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Remarks before the NASD, Washington, DC, November 12, 1993
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Opening Statement at the US SEC Open Meeting, Washington, DC, November 17, 1993
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Opening Statement - Amendments to Executive Compensation Disclosure Rules at the US SEC Open Meeting, Washington, DC, November 22, 1993
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Opening Remarks at the Public Meeting of the US SEC, Washington, D.C, December 15, 1993
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SEC in 1994 on the Threshold of the Twenty-First Century. Prudential Securities Statement. Disclosure Statement. Opening Statement - Amendments to the NASD's Small Order Execution System at the US SEC Open Meeting, December 22, 1993
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Remarks: Bond Buyer Conference, New York, NY, January 24, 1994
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Remarks: Private Litigation Under the Federal Securities Laws at Securities Regulation Institute, The University of California, San Diego Coronado, CA, January 26, 1994
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Remarks: Financing Growth in the 90's: The SEC's Perspective at Swiss-American Chambers of Commerce, Zurich, Switzerland, January 31, 1994
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Opening Remarks at Public Meeting of the SEC: Rule Proposal, Trading Systems, February 9, 1994
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Remarks at American Chamber of Commerce, Frankfurt, Germany, February 28, 1994
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Remarks for National Association of State Treasurers, Washington, DC, March 2, 1994
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Remarks at Public Securities Association Annual Meeting, Orlando, FL, March 4, 1994
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Opening Statement: Municipal Securities Disclosure, March 9, 1994
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Keynote Address for Consumer Federation of America, Washington, DC, March 10, 1994
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Opening Statement: Proposed Rules - Investment Advisers, March 16, 1994
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Remarks: Mutual Fund Directors: On the Front Line for Investors at Mutual Funds and Investment Management Conference, Scottsdale, AZ, March 21, 1994
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Remarks: Financial Writers Association, New York, NY, April 5, 1994
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Opening Statement: Open Meeting - Municipal Securities, April 6, 1994
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Talking Points at the Business Roundtable, Washington, DC, April 6, 1994
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Remarks before the American Bar Association, Washington, DC, April 8, 1994
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Opening Statement: Entry of Foreign Issuers Into the US Public Capital Markets, April 19, 1994
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Opening Statement: Concept Release: Trading Practices Rules, April 19, 1994
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Remarks: Amendments Regarding Wrap Fee Programs, April 19, 1994
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Remarks: Our Changing Municipal Bond Marketplace for National Association of Bond Lawyers, Washington, DC, May 6, 1994
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Remarks before Investment Company Institute Annual Conference, Washington, DC, May 18, 1994
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Remarks before the National Association of Securities Dealers, Inc. (NASD), May 19, 1994
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Opening Statement: SRO proposals at Open Commission Meeting, June 1, 1994
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Opening Statement: Proposals-Trading in the NASDAQ Market, June 29, 1994
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Remarks: Public Utilities Holding Company Act: 60 Years Later at The Willard Hotel, Washington, DC, July 18, 1994
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Securities Industry Associaton Remarks at the Annual Meeting of the SIA Sales and Marketing Committee, July 22, 1994
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Remarks: Public Meeting of the Securities and Exhange Commission, August 10, 1994
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Opening Remarks: Rating Agencies and Credit Ratings, August 31, 1994
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Remarks: Market Structure and Market Regulation: The SEC Prepares for the 21st Century at ABA Capital Markets Symposium, Chantilly, VA, September 16, 1994
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Talking Points, Kronberg, Germany, September 21, 1994
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Remarks: Mutual Fund Directors and Investor Advocates at Investment Company Directors Conference, Washington, DC, September 23, 1994
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Opening Statement: Open Meeting - Proposals, Limit Order Protection Rule for NASDAQ/NMS Market and Adoption Rule for Payment for Order Flow, September 27, 1994
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Remarks at the Financial Executives Institute Conference, Washington, DC, October 5, 1994
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Remarks: Consumer Protection: Tips From an insider at Rotary Club of Chicago, Chicago, IL, October 11, 1994
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Remarks: Our Partnership for Consumer Protection at North American Securities Administration Association (NASAA) Conference, Boston, MA, October 12, 1994
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Opening Statement: Open Meeting - Proxy Rule IM., Concept Release CF, October 13, 1994
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Taking The Mystery Out Of The Marketplace - Remarks of SEC Insider before the National Press Club, October 13, 1994
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Remarks: Consumer Protection: Tips From and SEC Insider at Florida Atlantic University, Boca Raton, FL, October 14, 1994
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Remarks: Preventing Securities Fraud Against the Elderly: Tips from An SEC Insider before Florida Crime Prevention Association, October 14, 1994
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Remarks: Putting Investors Firstbefore International Organization of Securities Commission, Tokyo, Japan, October 19, 1994
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Opening Remarks: Concept Release IM., Proposing Release CF., Adopting Release CF., November 1, 1994
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Remarks at the Municipal Securities Rulemaking Board Annual Dinner, Washington, DC, November 3, 1994
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Remarks: The SEC Today: Putting Investors Firstbefore the Practicing Law Institute, New York, NY, November 3, 1994
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Opening Statement: Municipal Securities Proposals, November 10, 1994
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Remarks before the New York Chapter of the Arthritis Foundation, New York, NY, November 22, 1994
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Remarks: A More Perfect World: The Continuing Conversation Between the SEC and Wall Street before the Securities Industry Association, December 3, 1994
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Remarks: The SEC Today: Putting Investors First before Women in Housing and Finance, Washington, DC, December 6, 1994
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Remarks: Public Debt, Public Obligations: A Municipal Market for the 21st Century for Public Securities Association, New York, NY, December 8, 1994
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Opening Statement: Open Meeting - Financial Reporting for US and Foreign Companies, December 13, 1994
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Opening Statement: Rule Proposal CF. Financial Reporting for US and Foreign Companies, December 13, 1994
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Remarks: Consumer Protection: Tips From A SEC insider at L.A. Town Hall, Los Angeles, CA, December 14, 1994
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Remarks: Consumer Protection: Tips From a SEC insider at Albuquerque Marriott, Albuquerque, NM, December 16, 1994
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Between CAVEAT EMPTOR and CAVEAT VENDITOR: The Middle Ground of Litigation Reform Remarks at the 22nd Annual Securities Regulation Institute, January 25, 1995
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Remarks: Professional Standards: The Next Competitive Frontierat the New York Stock Exchange Ethics Conference, New York, NY, February 9, 1995
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Opening Statement: Hearing, February 13, 1995
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Remarks: Municipal Securities in the SpotlightNational Assoc. of State Treasurers 1995 Legislative Conference, Washington, DC, February 14, 1995
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Opening Statement: Proposed New Rule Making - Soft Dollarat [US SEC] Open Meeting, February 14, 1995
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Remarks: The United States and South Africa: A Partnership For Progress at the Signing Ceremony at the Financial Services Board, Pretoria, Republic of South Africa, March 2, 1995
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Remarks: Shareholder Interests as the Director's Touchstone at Directors' College, Stanford, CA, March 23, 1995
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Remarks, The SEC at 60at Council of Institutional Investors, Washington,DC, March 27, 1995
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Opening Statement: Open Meeting, Recommendation from Investment Management, March 28, 1995
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Remarks: The SEC at 60at Center for Strategic & International Studies Financial Markets Forum, Washington, DC, March 29, 1995
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Remarks: The SEC At 60at the National Legal Center For The Public Interest General Counsel Briefing, March 29, 1995
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Talking Points before the American Business Conference Membership Meeting, April 5, 1995
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Remarks: Mutual Fund Directors as Investor Advocates at the Second Annual Symposium For Mutual Fund Trustees and Directors, April 11, 1995
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Remarks: Investor Protection: Tips From An SEC Insider at Investor's Town Meeting, Lowes Anatole Hotel, Dallas, TX, April 11, 1995
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Remarks: Investor Protection- Tips From An SEC insider at Investor's Town Meeting, Houstonian Hotel, Houston, TX, April 12, 1995
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Remarks: The SEC at 60 before The Dallas Friday Group And the Greater Dallas Chamber of Commerce, Lowes Anatole Hotel, Dallas, TX, April 12, 1995
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Remarks: Spotlight on Investors: The SEC's Agenda for 1995 Before The Society of American Business Editors and Writers, May 1, 1995
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Opening Statement: Open Meeting - T+3 Settlement Schedule, May 10, 1995
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Remarks: The SEC And The Mutual Fund Industry: An Enlightened Partnershipbefore the Investment Company Institute, May 19, 1995
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Remarks: Education Today for A Secure Retirement Tomorrowat TIAA-CREF Officer's Meeting, New York, NY, May 23, 1995
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Remarks at the Pojoaque High School Graduation, Pojoaque Pueblo, NM, May 27, 1995
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Remarks: The SEC At the Threshold Of A New Centuryat Conference of Chairmen of the Federal Reserve Banks, Washington,DC, May 31, 1995
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Remarks: Reform Efforts In Municipal Finance, Litigation and Banking: Progress and Prognosis before the Association of the Bar, City of New York, New York, NY, June 5, 1995
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Remarks: Public Funds and Public Trust At The Dawn of the Twenty-First Century before Government Finance Officers Association, Baltimore, MD, June 13, 1995
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Remarks: Small Business, Large Contribution at the White House Conference, Washington,DC, June 14, 1995
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Opening Statement: Public Utility Holding Company Act, June 20, 1995
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Opening Statement: Disclosure Process, June 27, 1995
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Opening Statement: Money Market Funds, July 19, 1995
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Remarks: SEC Edgar Technology Conference, August 14, 1995
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Remarks: Public Funds and Public Obligations before Municipal Treasurer's Association of the US and Canada, Spokane, WA, August 16, 1995
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Remarks: Investor Protection - Tips From An SEC Insider before National Association of Investors Corporation, Nashville, TN, August 27, 1995
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Taking Points before the Virginia SIA Board of Directors, September 19, 1995
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Opening Statement: The State of Minorities and Women in the Finance Industry before the National Association of Securities Professionals, Washington, DC, September 21, 1995
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Opening Statement: Opening Meeting, September 27, 1995
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Opening Statement: Opening Meeting, October 5, 1995
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Remarks: Public Trust and Public Funds before National Association of State Treasurers, Lake Tahoe, NV, October 16, 1995
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Remarks: Common Sense and Sacred Cows: SEC Self-Assessment Todayat the 34th Annual Corporate Counsel Institute, Chicago, IL, October 19, 1995
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Remarks: The SEC and the States: Toward a More Perfect Union at the North American Securities Administrators Association (NASAA) Conference, Vancouver, British Columbia, Canada, October 23, 1995
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Remarks: Investor Protection: Tips From a SEC insider at Town Meeting, Columbus, OH, October 30, 1995
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Remarks: Investor Education: Disclosure for the 1990s at the University of Virginia, Charlottesville, VA, November 1, 1995
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Remarks: The SEC Today before the Greater Boston Chamber of Commerce, Boston, MA, November 6, 1995
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Remarks: Investor Protection: Tips From and SEC Insider at Town Meeting, Boston, MA, November 6, 1995
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Remarks: Derivatives Use in the 1990s at the IDB/ISDA Conference, Washington, DC, November 9, 1995
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Remarks: Cultural Change on Wall Street: The Race to the Top before the Securities Industry Association, Boca Raton, FL, November 10, 1995
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Remarks: Investor Protection: Tips From and SEC Insider at Town Meeting, Washington, DC, November 15, 1995
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Remarks: The Future For America's Investors - Their Rights and Obligations at Investors Town Hall Meeting, Philadelphia, PA, January 16, 2001
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Remarks: Final Thoughts On Litigation Reform at the Financial Executives Institute, San Diego, CA, January 24, 1996
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Remarks: Speeding Up Settlement: The Next Frontierat the Symposium on Risk Reduction in Payments, Clearance and Settlement Systems, New York, NY, January 26, 1996
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Remarks: Public and Public TrustCalifornia Society of Municipal Finance Officers, Burbank, CA, February 26, 1996
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Opening Statement : Open Meeting - Report of the Task Force on Disclosure Simplification, March 5, 1996
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Remarks: Joint Meeting with Treasury Secretary Rubin, March 12, 1996
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Remarks: Our Partnership To Improve Practices Before the Securities Industry Association's Compliance and Legal Division, Palm Desert, CA, March 18, 1996
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Remarks: The SEC Today: An Accent On Individual Investors Before the Public Pension Investment Policy Conference, New York, NY, March 20, 1996
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Opening Statement: Amendments to Rule 2-A-7, March 21, 1996
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Remarks: Shareholders Interests as the Director's Touchstone at the Directors' College, Stanford Law School, Palo Alto, CA, March 28, 1996
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Opening Statement: Open Meeting - Proposals for Trading Practices Rules, April 10, 1996
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Remarks : Public Funds, Public Obligations at International Municipal Lawyers Association, Washington, DC, April 15, 1996
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Remarks : Public Trust and Public Obligations in the Municipal Bond Market at Municipal Forum, New York, NY, April 17, 1996
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Remarks: Investor Interests As The Common Interest: The SEC's Campaign For Fair Trading Practices at the Economic Club of Chicago, Chicago, IL, April 24, 1996
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Remarks: Market Oversight in the 1990s before the Public Securities Association, White Sulphur Springs, WV, April 26, 1996
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Remarks: Small Business Makes a Large Contribution at California Forum on Small Business Capital Formation, Los Angeles, CA, May 2, 1996
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Remarks before the National Federation of Municipal Analysts, Baltimore, MD, May 8, 1996
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Remarks: Investor Protection: Tip From an SEC insider at Investor's Town Meeting, New York, NY, May 15, 1996
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Remarks: Why Protect Investors? at Commonwealth Club, San Francisco, CA, May 17, 1996
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Remarks: From Security to Self-Reliance: American Investors in the 1990s before the Investment Company Institute, Washington, DC, May 22, 1996
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Opening Statement: Proposals from the Division of Corporation Finance, May 30, 1996
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Remarks: The Guardians of Financial Truth at Financial Reporting Institute, University of Southern California, Pasadena, CA, June 6, 1996
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Remarks: Investor Protection: Tips From an SEC insider at Investors' Town Meeting, Philadelphia, PA, June 11, 1996
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Remarks: Cora Annual Meeting, Washington, DC, June 20, 1996
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Remarks: Consumer Affairs Advisory Committee Meeting, July 22, 1996
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Opening Statement: Open Meeting - Registering Companies, July 24, 1996
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Statement Regarding the NASD at a US SEC Press Conference , Washington, DC, August 8, 1996
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Opening Statement Regarding Adoption of Order Execution Rules at an Open Meeting of the US SEC, Washington, DC, August 28, 1996
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Remarks: The SEC and NASAA: Working Together to Protect Investors before the North American Securities Administrators Association, Salt Lake City, UT, September 9, 1996
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Remarks: Small Business Makes a Large Contribution at Los Angeles Venture Association Town Meeting, Los Angeles, CA, September 13, 1996
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Remarks: Regulatory Response to Change at the International Organization of Securities Commissions, Montreal, Quebec, Canada, September 18, 1996
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Remarks: Investor Protection and Capital Formation: A False Dichotomyat the Columbia University Law School, New York, NY, September 26, 1996
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Remarks: U.S. Capital Markets: Open for Business at the U.S.-Italy Investment Conference, New York, NY, October 3, 1996
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Opening Statement on Corporate Finance Proposals at the Open Meeting of the SEC, Washington, DC, October 9, 1996
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Remarks: Small Business Makes a Large Contribution at the Small Business Town Meeting, Ft. Lauderdale, FL, November 6, 1996
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Remarks: A Good Year for the Markets, A Busy Year for the SEC before the SIA, Boca Raton, FL, November 7, 1996
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Remarks: Investor Protection: Tips From an SEC InsiderInvestors' Town Meeting, San Francisco, CA, November 18, 1996
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Remarks: A Good Year for the Markets, A Busy Year for the SEC before the Economic Club of Memphis, Memphis, TN, November 21, 1996
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Remarks: The Accountant's Critical Eye at the 24th Annual National Conference on Current SEC Developments, American Institute of Certified Public Accountants (AICPA), Washington, DC, December 10, 1996
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Opening Statement: Open Meeting - Regulation M, December 18, 1996
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Opening Statement: Rulemaking Proposals to Implement Certain Provisions of the National Securities Markets Improvement Act of 1996, December 18, 1996
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Remarks: Changes in American Savings Habits and the SEC's Response at the Anti-Defamation League of B'Nai B'rith, Chicago, IL, January 15, 1997
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Remarks: Corporate Finance in the Information Age at the Securities Regulation Institute, San Diego, CA\, January 23, 1997
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Remarks: The Options Markets: A Cornerstone of U.S. Capital Markets Todayat the 13th Annual Risk Management Conference, Tucson, AZ, January 30, 1997
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Remarks: Investing Wisely: Tips From an SEC insider at the L.A. Times Investment Strategies Conference, Los Angeles, CA, February 23, 1997
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Remarks: Taking the Mystery Out of Mutual Funds at the Boston Citizens Seminar, Boston, MA, February 25, 1997
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Remarks: Values Add Value at the Trinity Church Tercentenary, New York, NY, March 18, 1997
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Remarks: Preserving Municipal Market Trust - The Road Ahead at the New York State Government Finance Officers Association, Albany, NY, March 21, 1997
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Remarks: Investing Wisely: Tips From an SEC insider at the Investors' Town Meeting, Hamden, CT, April 14, 1997
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Remarks: Corporate Connecticut and the Markets' Nest Millennium before the Connecticut Policy and Economic Council, Stamford, CT, April 14, 1997
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Remarks: Small Business Makes a Large Contribution at the Small Business Town Meeting, Richmond, VA, April 21, 1997
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Remarks: A Good Year for the Markets, A Busy Year for the SEC to the SIA Regional Firms Committee, Chicago, IL, May 6, 1997
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Remarks: CPAs and CEOs: A Relationship at Riskat the Economic Club Of Detroit, Detroit, MI, May 19, 1997
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Opening Statement: Concept Release on Exchange Regulation and Foreign Market Access to the United States at the Open Meeting of the SEC, Washington, DC, May 23, 1997
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Remarks: Lawyers And Ethics: The Problem of Pay-to-Playat the Fixed Income Daily Conference on Municipal Finance, Philadelphia, PA, June 26, 1997
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Remarks: Fulfilling the Promise of Disclosure at the American Savings Education Council, New York, NY, July 23, 1997
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Remarks: Investing Wisely: Tips From an SEC insider at the Investors' Town Meeting, Union Performing Arts Center, Tulsa, OK, August 4, 1997
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Remarks concerning pay-to-play to the American Bar Association, House of Delegates, San Francisco, CA, August 6, 1997
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Remarks: The Importance of High Quality Accounting Standards at the Inter-American Development Bank, Washington, DC, September 29, 1997
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Remarks: A Declaration of Accounting Independenceto The Conference Board, New York, NY, October 8, 1997
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Remarks: The Risks and Rewards of Technology to the International Federation of Stock Exchanges, New York, NY, October 13, 1997
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Welcoming Remarks to SEC's Consumer Affairs Advisory Committee, Washington, DC, October 14, 1997
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Remarks: A Renewed Precedent: The Securities Bar and the SEC to the Practicing Law Institute, 29th Annual Institute on Securities Regulation, November 6, 1997
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Remarks to the Securities Industry Association, Boca Raton, FL, November 7, 1997
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Remarks: Investing Wisely: Tips From an SEC insider at the Investors' Town Meeting, Des Moines, IA, November 21, 1997
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Remarks: Inclusion and Diversity on Wall Streetto the Wall Street Project // Rainbow-PUSH Coalition, January 16, 1998
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Remarks: Technological Challenges for Modern Marketsto Women in Housing and Finance, Inc., January 21, 1998
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Remarks: Financial Self-Defense: Protection in the Modern Markets at the Investors' Town Meeting, Los Angeles, CA, February 8, 1998
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Remarks: Financial Self-Defense: Tips From an SEC insider at the Investors' Town Meeting, Palo Alto, CA, February 17, 1998
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Remarks: A Question of Integrity: Promoting Investor Confidence by Fighting Insider Trading to the S.E.C. SpeaksConference, Washington, DC, February 27, 1998
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Remarks: Investor Protection in the Age of Technologyat the Third Annual Financial Services and Technology Conference, Salt Lake City, UT, March 6, 1998
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Remarks: Corporate Governance: Integrity in the Information Age at the Tenth Annual Corporate Law Institute, Tulane University, New Orleans, LA, March 12, 1998
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Remarks to the National Roundtable on Saving and Investing, Facts on Saving and Investing Campaign, Federal Trade Commission, Washington, DC, March 30, 1998
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Remarks: The State of the Brokerage Profession before the Securities Industry Association's Legal and Compliance Seminar, Scottsdale, AZ, April 20, 1998
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Remarks: Reaching the Right Balance: Options for Innovative Marketson the Occasion of the 25th Anniversary of the Chicago Board Options Exchange and Options Clearing Corporation, Chicago, IL, April 24, 1998
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Remarks at the Enforcement Division Meeting, Solomon's Island, May 6, 1998
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Remarks at the Investment Company Institute, Washington, DC, May 15, 1998
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Remarks: Financial Self-Defense: Tips From an SEC insider at the Investors' Town Meeting, Bloomington, MN, June 1, 1998
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Remarks: Financial Self-Defense: Tips From an SEC insider at the Investors' Town Meeting, Bangor, ME, June 30, 1998
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Remarks: The Importance of Transparency In America's Debt Market at the Media Studies Center, New York, NY, September 9, 1998
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Remarks: The Numbers Game at the New York University Center for Law and Business, New York, NY, September 28, 1998
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NYU Center for Law and Business, September 28, 1998
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Remarks: The SEC Perspective on Investing Social Security in the Stock Market at the John F. Kennedy School of Government Forum, Harvard University, Cambridge, MA, October 19, 1998
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Remarks: Meeting the Challenges of a 21st Century Marketplace at the Securities Industry Association Annual Meeting, Boca Raton, FL, November 6, 1998
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Remarks: A Financial Partnershipat the Financial Executives Institute, New York, NY, November 16, 1998
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Remarks: Expanding the Promise of Opportunity and Security Through Saving and Investing before the Consumer Federation of America, Washington, DC, December 3, 1998
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Remarks: A Partnership for the Public Trust at the American Institute of Certified Public Accountants (AICPA) , Washington, DC, December 8, 1998
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Opening Remarks at the SEC Roundtable on the Role of Independent Investment Company Directors, Washington, DC, February 23, 1999
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Remarks: Financial Self-Defense: Tips From an SEC insider at the Miami Heralds First Annual Personal Finance Conference, Miami, FL, March 6, 1999
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Remarks to the Directors' College 1999, Stanford Law School, Stanford University, Stanford, CA, March 22, 1999
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Remarks: Keeping Faith with the Shareholder Interest: Strengthening the Role of Independent Directors of Mutual Funds at the Mutual Funds and Investment Management Conference, Palm Springs, CA, March 22, 1999
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Remarks: In the Best Interests of Beneficiaries: Trust and Public Funds at the 1999 Annual Meeting of the Council of Institutional Investors, Washington, DC, March 30, 1999
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Remarks Before the Securities Industry Association's Legal and Compliance Seminar, Boca Raton, FL, April 13, 1999
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Remarks at the 19th Annual Ray Garret, Jr. Corporate and Securities Law Institute, Northwestern Law School, April 22, 1999
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Remarks Before the Bond Market Association, San Francisco, CA, April 23, 1999
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Remarks: Financial Literacy and Role of the Mediaat the Media Studies Center, New York, NY, April 26, 1999
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Remarks: Plain Talk About On-Line Investingat the National Press Club, May 4, 1999
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Remarks to the Committee for Economic Development, New York, NY, May 19, 1999
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Remarks: Common Sense Investing in the 21st Century Marketplace at the Los Angeles Times 3rd Annual Investment Strategies Conference, Los Angeles, CA, May 23, 1999
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Remarks: An Essential Next Step in the Evolution of Corporate Governance at the Audit Committee Symposium, New York, N. Y., June 29, 1999
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Remarks to the President's Council on Year 2000 Conversion, Financial Sector Group Year 2000 Summit, Washington, DC, September 17, 1999
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Remarks: Dynamic Markets, Timeless Principles at Columbia Law School, New York, NY, September 23, 1999
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Remarks: Corporate Governance in a Global Arenato the American Council on Germany, New York, NY, October 7, 1999
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Remarks to the Panel on Audit Effectiveness of the Public Oversight Board, Public Oversight Hearings, New York, N. Y., October 7, 1999
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Remarks at the Municipal Market Roundtable, SEC Headquarters, Washington, DC, October 14, 1999
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Remarks: Financial Self-Defense: Tips From an SEC insider at the Boston Globed MoneymattersPersonal Finance Conference, Boston, MA, October 16, 1999
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Remarks: Quality Information: The Lifeblood of Our Markets at the Economic Club of New York, New York, NY, October 18, 1999
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Remarks on Proposals Concerning Mergers and Acquisitions, SEC Headquarters, Washington, DC, October 19, 1999
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Remarks: Best Execution: Promise of Integrity, Guardian of Competitionto the Securities Industry Association, Boca Raton, FL, November 4, 1999
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Remarks: Common Sense Investing in the 21st Century Marketplace at Investor's Town Meeting, Albuquerque, NM, November 20, 1999
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Remarks: Common Sense Investing in the 21st Century Marketplace at Investor's Town Meeting, New York, NY, December 9, 1999
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Remarks: Investing With Your Eyes Open at the Los Angeles Times 4th Annual Investment Strategies Conference, Los Angeles, CA, February 12, 2000
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Remarks to the Mutual Fund Directors Education Council Conference, Washington, DC, February 17, 2000
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Remarks: The New Economyat The Finance Conference 2000, Boston College, Boston, MA, March 6, 2000
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Remarks: Visible Prices, Accessible Markets, Order Interaction at the Northwestern University School of Law, Kellogg Graduate School of Management, March 16, 2000
Box 15 Folder 5
Remarks: Best Execution, Price Transparency and Linkages: Protecting the Investor Interest at the Washington University School of Law, March 24, 2000
Box 15 Folder 5
Opening Statement: Amendments to Form ADVat the Open Commission Meeting, Washington, DC, April 5, 2000
Box 15 Folder 5
Remarks at the Economic Club of Washington, April 6, 2000
Box 15 Folder 5
Remarks at the Annual Options Industry Conference, Palm Beach, FL, May 5, 2000
Box 15 Folder 5
Remarks: Renewing the Covenant With Investors at the New York University Center for Law and Business, New York, NY, May 10, 2000
Box 15 Folder 5
Remarks to the Panel on Audit Effectiveness, , New York, NY, July 10, 2000
Box 15 Folder 5
Remarks: Investing With Your Eyes Open at the SEC Investors Town Meeting, Cleveland, OH, July 25, 2000
Box 15 Folder 5
Opening Statement to the US SEC Open Meeting on Market Structure Initiatives in the Options Market and Public Disclosure of Order Routing Practices and Execution Quality, July 25, 2000
Box 15 Folder 5
Opening Statement to the US SEC Open Meeting on Regulation Fair Disclosure, August 10, 2000
Box 15 Folder 5
Remarks: Investing With Your Eyes Open at The Washington Post Investors Town Meeting, Washington, DC, September 16, 2000
Box 15 Folder 5
Remarks: A Profession at the Crossroads before the National Association of State Boards of Accountancy, Boston, MA, September 18, 2000
Box 15 Folder 5
Remarks on the 60th Anniversary of the Investment Company Act and the Investment Company Institute, October 5, 2000
Box 15 Folder 5
Remarks: Toward Markets Driven by Footsteps at the 67th Annual Conference and Business Meeting of the Security Traders Association, Boca Raton, FL, October 12, 2000
Box 15 Folder 5
Remarks before the National Conference of CPA Practitioners, Great Neck, NY, October 20, 2000
Box 15 Folder 5
Remarks: The Public's Profession at the Fall Council of the American Institute of Certified Public Accountants (AICPA), Las Vegas, NV, October 24, 2000
Box 15 Folder 5
Remarks: Costs Paid With Other People's Moneyat the A. A. Sommer Lectureship, Fordham Law School, New York, NY, November 3, 2000
Box 15 Folder 5
Remarks before the 2000 Annual Meeting, Securities Industry Association, Boca Raton, FL, November 9, 2000
Box 15 Folder 5
Opening Statement to the US SEC Open Meeting on Market Structure Initiatives in the Options and Equities Markets, and Rules Governing Auditor Independence, November 15, 2000
Box 15 Folder 5
Remarks before the Forum Club of Southwest Florida. Introduction attached. Naples, FL, December 1, 2000
Box 15 Folder 5
Remarks at the Conference on the Rise and Effectiveness of New Corporate Governance Standards, Federal Reserve Bank of New York, New York, NY, December 12, 2000
Box 15 Folder 5
Announcement of Levitt's Resignation, US SEC, Washington, DC, December 19, 2000
Box 50 Folder 2
Speech materials, 2001
Box 15 Folder 5
The National Market System: A Vision That Endures at Stanford University, Stanford, CA, January 8, 2001
Box 15 Folder 5
Opening Statement: The NASD's Proposed SuperMontage and Streamlining the SEC's Process of Reviewing Filings by Self Regulatory Organizations before the US SEC Open Meeting, Washington, DC, January 10, 2001
Box 50 Folder 3
Edward Jones, January 18, 2001
Box 50 Folder 4
Enron, January 24, 2001
Box 16 Folder 1
Testimonies' Index, 1993 - 2000
Subseries III.2: Congressional Testimonies
Computer printouts of Congressional Testimonies by Arthur Levitt Jr. as SEC chairman
Box 16 Folder 2
Statement of Arthur Levitt, Before the Senate Committee on Banking, Housing, and Urban Affairs, concerning his nomination to be a member of the U.S. Securities and Exchange Commission, July 13, 1993
Box 16 Folder 2
Before the Senate Subcommittee on Securities, Committee on Banking, Housing, and Urban Affairs, re: Authorization Request for Fiscal Years 1994-1995 (oral and written), July 29, 1993
Box 16 Folder 2
Before the House Subcommittee on Telecommunications and Finance, Committee on Energy and Commerce, re: Investment Company Industry, August 4, 1993
Box 16 Folder 2
Before the House Subcommittee on Telecommunications and Finance, Committee on Energy and Commerce, re: the State of the Municipal Securities Market, September 9, 1993
Box 16 Folder 2
Before the Senate Subcommittee on Securities, Committee on Banking, Housing, and Urban Affairs, re: the Investment Company Industry, November 10, 1993
Box 16 Folder 3
Before the House Subcommittee on Oversight and Investigations committee on Energy and Commerce re: Proposed Merger between Mellon Bank Corporation and Dreyfus Corporation and related functional regulation issues, March 2, 1994
Box 16 Folder 3
Before the House Subcommittee on Commerce, Justice, and State, the Judiciary and related agencies, Committee on Appropriations, re: Appropriations for Fiscal Year 1995, March 16, 1994
Box 16 Folder 3
Before the House Committee on Banking, Finance and Urban Affairs, re: Hedge Fund Activities in the US Financial Markets (oral and written), April 13, 1994
Box 16 Folder 3
Before the House Subcommittee on Telecommunications and Finance, Committee on Energy and Commerce, re: H.R. 3447, (oral and written), April 14, 1994
Box 16 Folder 3
Before Senate Subcommittee on Commerce, Justice, and State, the Judiciary and related agencies, Committee on Appropriations, re: Appropriations for Fiscal Year 1995, May 5, 1994
Box 16 Folder 3
Before the Senate Subcommittee on Securities Committee on Banking, Housing, and Urban Affairs, re: Central Bank of Denver Decision, May 12, 1994
Box 16 Folder 3
Before the House Subcommittee on Telecommunications and Finance, Committee on Energy and Commerce, re: Derivative Financing Instruments, May 25, 1994
Box 16 Folder 3
Before the House Subcommittee on Telecommunications and Finance, Committee on Energy and Finance, re: Litigation Under TI-IF, Federal Securities Laws, July 22, 1994
Box 16 Folder 3
Before House Subcommittee on Telecommunications and Finance, Committee on Energy and Commerce, re: Commission's recent efforts to combat sales practice abuses in the securities industry (oral and written), September 14, 1994
Box 16 Folder 3
Before the Senate Committee on Banking, Housing and Urban Affairs, re: International Markets and Individual Investors, September 18, 1994
Box 16 Folder 3
Before the House Subcommittee on Telecommunications and Finance, Committee on Energy and Commerce, re: Regulation of the Investment Company Industry, September 27, 1994
Box 16 Folder 3
Before the Senate Committee on Banking, Housing, and Urban Affairs, re: International Markets and Individual Investors, September 28, 1994
Box 16 Folder 4
Before the Senate Committee on Banking, Housing, and Urban Affairs, re:Municipal Bond and Government Securities Markets (oral and written), January 5, 1995
Box 16 Folder 4
Before the House Committee on Commerce, re: The Municipal Securities Market, January 12, 1995
Box 16 Folder 4
Before U.S. House of Representatives, re:Litigation Reform Proposals (oral and written), February 10, 1995
Box 16 Folder 5
Before U.S. House of Representatives, re:The Financial Services Competitiveness Act of 1995And Related Issues (oral and written), March 15, 1995
Box 16 Folder 5
Before the Subcommittee on Capital, Markets, Securities and Government sponsored enterprises, Committee on Banking and Financial, re: Markets and Trading Reorganization and Reform Act, March 30, 1995
Box 16 Folder 5
Before House Subcommittee on Commerce, Justice, and State, the Judiciary and related agencies, Committee on Appropriations, re: Appropriations for Fiscal Year 1996, April 4, 1995
Box 16 Folder 5
Before the Senate Subcommittee on Securities, Committee on Banking, Housing, and Urban Affairs, re:Litigation Reform Proposals (oral and written), April 6, 1995
Box 16 Folder 5
Before U.S. House of Representatives, Testimony on H.R. 1062, The Financial Services Competitiveness Act of 1995(oral and written), June 6, 1995
Box 16 Folder 5
Before the Subcommittee on Telecommunications and Finance, Committee on Commerce, U.S. House of Representatives, Oral Statement re:PUCHA, August 4, 1995
Box 16 Folder 5
Before the House Committee on Commerce, Subcommittees on Telecommunications and Finance and Energy and Power, re: The Public Utility Holding Company Act of 1935, August 4, 1995
Box 16 Folder 5
Before the Subcommittee on Telecommunications and Finance, Committee on Commerce, U.S. House of Representatives, re:H.R. 2131, The Capital Markets Deregulation and Liberalization Act of 1995,(oral and written)., November 30, 1995
Box 16 Folder 6
Before the Subcommittee on Telecommunications and Finance, Committee on Commerce, U.S. House of Representatives, re:the Commission's Authorization Request for Fiscal Year 1997 (oral and written)., February 28, 1996
Box 16 Folder 6
Before the House of Representatives re:Appropriations for Fiscal Year 1997 (oral and written)., May 9, 1996
Box 16 Folder 6
Before the Senate Committee on Banking, Housing and Urban Affairs, re: S1815, the Securities Investment Promotion Act (oral and written)., June 5, 1996
Box 16 Folder 6
Before the House of Representatives on S1815, June 5, 1996
Box 16 Folder 7
Before the Subcommittee on Financial Institutions and Consumer Credit of the Committee on Banking and Financial Services, U.S. House of Representatives, re:H.R. 268, The Depository Institution Affiliation and Thrift Charter Conversion Act,(oral and written), February 13, 1997
Box 16 Folder 7
Before the House Commerce Subcommittee on Finance and Hazardous Materials, re:SEC Reauthorization, March 6, 1997
Box 16 Folder 7
Before the House Appropriations Subcommittee on Commerce, Justice, and State, the Judiciary, and Related Agencies, re:Appropriations for Fiscal Year 1998, March 14, 1997
Box 16 Folder 7
Before the House Appropriations Subcommittee on Commerce, Justice, and State, the Judiciary, and Related Agencies, re:the U.S. Securities and Exchange Commission's Appropriations for Fiscal Year 1998, March 19, 1997
Box 16 Folder 7
Before the Committee on Banking and Financial Services, U.S. House of Representatives, re: Financial Modernization, May 22, 1997
Box 16 Folder 8
Before the Committee on Commerce, Subcommittee on Financial and Hazardous Materials, U.S. House of Representatives,re:Financial Modernization and H.R. 10, The Financial Services Competition Act of 1997, July 17, 1997
Box 16 Folder 8
Before the Senate Banking Subcommittee on Securities, re:the Impact of the Private Securities Litigation Reform Act of 1995, July 24, 1997
Box 16 Folder 8
Before the Subcommittee on Financial Services and Technology of the Committee on Banking, Housing, and Urban Affairs, U.S. Senate, re:the Readiness of the United States Securities Industry and Public Companies To Meet the Information Processing Challenges of the Year 2000, July 30, 1997
Box 16 Folder 8
Before the Senate Governmental Affairs Permanent Subcommittee on Investigations re: Micro CapMarket (NOTE: text corrected 10-03-97), September 22, 1997
Box 16 Folder 8
Before the Subcommittee on Capital Markets, Securities and Government Sponsored Enterprises re: FASB's Proposed Accounting Rules for Derivative Financial Contracts, October 1, 1997
Box 16 Folder 8
Before the House Commerce Subcommittee on Finance and Hazardous Materials, re: The Implementation of the Private Securities Litigation Reform Act of 1995, October 21, 1997
Box 16 Folder 8
Before the Senate Banking Subcommittee on Securities, re: S. 1260, the Securities Litigation Uniform Standards Act of 1997, October 29, 1997
Box 17 Folder 1
Before the Subcommittee on Securities, Committee on Banking, Housing, and Urban Affairs, re: Circuit Breakers, January 29, 1998
Box 17 Folder 1
Before the Subcommittee on Commerce, Justice, State and Judiciary of the House Committee on Appropriations, re: Appropriations for Fiscal Year 1999 (oral and written)., March 18, 1998
Box 17 Folder 1
Before the Subcommittee on Commerce, Justice, State and Judiciary of the Senate Committee on Appropriations, re: Appropriations for Fiscal Year 1999 (oral and written)., March 19, 1998
Box 17 Folder 1
Before the Senate Committee on Banking, Housing and Urban Affairs, re: Nomination, March 25, 1998
Box 17 Folder 1
Before the Subcommittee on Finance and Hazardous Materials, House Committee on Commerce re: H.R. 1689, The Securities Litigation Uniform Standards Act of 1997(NOTE: text corrected 05-22-98), May 19, 1998
Box 17 Folder 1
Before the Senate Committee on Banking, Housing and Urban Affairs, re: Modernizing the Laws That Govern Our Financial Services Industry, June 25, 1998
Box 17 Folder 1
Before the Senate Committee on Agriculture, Nutrition, and Forestry re: The Regulation of the Over-the-Counter Derivatives Market and Hybrid Instruments, July 30, 1998
Box 17 Folder 1
Before the House Subcommittee on Finance and Hazardous Materials re: Transparency in the United States Debt Market and Mutual Fund Fees and Expenses, September 29, 1998
Box 17 Folder 2
Before the Senate Committee on Banking, Housing and Urban Affairs re: Financial Modernization Legislation, February 24, 1999
Box 17 Folder 2
Before the House Subcommittee on Finance and Hazardous Materials, Committee on Commerce, re: Transparency in the United States Corporate Debt Market, March 18, 1999
Box 17 Folder 2
Before the Senate Subcommittee on Securities, Committee on Banking, Housing, and Urban Affairs, re: Fee Collections, March 24, 1999
Box 17 Folder 2
Before the Senate Subcommittee on Commerce, Justice, State and the Judiciary of the Committee on Appropriations, re: Appropriations for Fiscal Year 2000, March 25, 1999
Box 17 Folder 2
Before the Subcommittee on Commerce, Justice, State and the Judiciary of the Committee on Appropriations, U.S. House of Representatives, re: Appropriations for Fiscal Year 2000 (oral and written), April 14, 1999
Box 17 Folder 2
Before the House Committee on Commerce, re: H. R. 10 The Financial Services Act of 1999, May 5, 1999
Box 17 Folder 2
Before the Senate Subcommittee on Securities, Committee on Banking, Housing and Urban Affairs, re: Loan Loss Allowances, July 29, 1999
Box 17 Folder 2
Before the Senate Permanent Subcommittee on Investigations, Committee on Governmental Affairs, re: Day Trading (oral and written), September 16, 1999
Box 17 Folder 2
Before the Senate Subcommittee on Securities, Committee on Banking, Housing, and Urban Affairs re: Market Structure Issues Currently Facing the Commission, October 27, 1999
Box 17 Folder 3
Before the Senate Committee on Banking, Housing, and Urban Affairs, re: The Competitive Market Supervision Act, February 28, 2000
Box 17 Folder 3
Before the Senate Subcommittee on Commerce, Justice, State and the Judiciary, Committee on Appropriations, re: Appropriations for Fiscal Year 2001, March 21, 2000
Box 17 Folder 3
Before the House Subcommittee on Commerce, Justice, State and the Judiciary, Committee on Appropriations, re: Appropriations for Fiscal Year 2001, March 21, 2000
Box 17 Folder 3
Before the House Subcommittee on Commerce, Justice, State and the Judiciary, Committee on Appropriations, re: Appropriations for Fiscal Year 2001, March 30, 2000
Box 17 Folder 3
Before the Senate Committee on Banking, Housing, and Urban Affairs, re: Preserving and Strengthening the National Market System for Securities in the United States, May 8, 2000
Box 17 Folder 3
Before the House Subcommittee on Finance and Hazardous Materials, Committee on Commerce, re: Decimal Pricing in the Securities and Options Markets, June 13, 2000
Box 17 Folder 3
Before the Senate Committee on Agriculture, Nutrition, and Forestry, and the Committee on Banking, Housing, and Urban Affairs, re: S. 2697, The Commodity Futures Modernization Act of 2000, June 21, 2000
Box 17 Folder 3
Before the House Subcommittee on Finance and Hazardous Materials, Committee on Commerce, re: H.R. 4541, The Commodity Futures Modernization Act of 2000, July 12, 2000
Box 17 Folder 3
Before the Senate Subcommittee on Securities, Committee on Banking, Housing and Urban Affairs, re: Clarification of Independent Auditor Status, September 28, 2000
Box 17 Folder 3
Before the Senate Subcommittee on Securities, Committee on Banking, Housing, and Urban Affairs, re: the Commission's Auditor Independence Proposal, September 28, 2000
Subseries III.3: Pre-SEC
Texts and drafts of speeches and testimonies by A. Levitt, 1969 - 1993.
Box 17 Folder 4
Carter, Berlind & Well, (president) Testimony before the House Committee on Ways and Means, re: Tax Reform - Farm Losses., Washington, DC, Mar. 10, 1969
Box 17 Folder 4
Speech: Profits and Professionalismbefore Columbia University Graduate School of Business Administration, New York, NY, Dec. 5, 1972
Box 17 Folder 4
Hayden Stone Inc. (President) Excerpt: Professionalism Is Right from Speech: Profits and Professionalismbefore Columbia University Graduate School of Business Administration, Mar. 2, 1973
Box 17 Folder 4
Speech: To Save Our City - A New Partnershipbefore the City Club of New York (draft and final), New York, NY, May 18, 1973
Box 17 Folder 5
Shearson Hayden Stone Inc. (President) Remarks to Managers at Branch Managers Meeting, Harrison House, Glen Cove, NY, Jun. 27-29, 1975
Box 17 Folder 5
Shearson Hayden Stone Inc. (President) Address Before the 1976 President's Council Session, [1976]
Box 17 Folder 5
Commencement Address to the Class of 1977 Polythechnic Preparatory Country Day School, Jun. 9, 1977
Box 17 Folder 5
American Stock Exchange (Chairman) Remarks at Business Week Conference on Personal Financial Planning, [Brooklyn, NY], May 22, 1978
Box 17 Folder 5
American Stock Exchange (Chairman) Commencement Address on Ethics to the Mary Bergstraum High School for Business Careers, Jun. 27, 1978
Box 17 Folder 5
American Stock Exchange (Chairman) Luncheon Remarks before Securities Regulation Institute, Hotel Del Coronado, Coronado, CA, Jan. 17, 1979
Box 17 Folder 5
American Stock Exchange (Chairman) Remarks at MBA Tournament Corporate Recruiters Dinner, Harbor View Club, New York, NY, Jan. 25, 1979
Box 17 Folder 5
American Stock Exchange (Chairman) Address: Small Potatoes in the Big Apple, Citizens Union, New York, NY, Apr. 17, 1979
Box 17 Folder 5
American Stock Exchange (Chairman) Address before the White House Commission on Small Business, Washington, DC, Jan. 13, 1980
Folder 17
6 Economic Club of Chicago The Greening of American Enterprise, Chicago, IL, Feb. 13, 1981
Box 17 Folder 6
American Stock Exchange (Chairman) Commencement Address on Ethics to the Hamilton College (draft and final), May 24, 1981
Box 17 Folder 6
American Stock Exchange (Chairman) Address: The American Economy: Is the Sky Falling? to the Economic Club of Detroit, Detroit, MI, Nov. 2, 1981
Box 17 Folder 6
American Stock Exchange (Chairman) Speech at National Press Club, Mar. 17, 1982
Box 17 Folder 6
American Stock Exchange (Chairman) Address to Seattle Chamber of Commerce, Seattle, WA, May 11, 1982
Box 17 Folder 6
American Stock Exchange (Chairman) Address: Corporate Community InvolvementConference, The President's Task Force on Private Sector Initiative, Washington, DC, Jul. 27, 1982
Box 17 Folder 6
American Stock Exchange (Chairman) Address to Federal Reserve Bank, Atlanta, GA, Oct. 7, 1982
Box 17 Folder 6
American Stock Exchange (Chairman) Dinner Address at the Bank of New York Conference, Rye, NY, Nov. 8, 1982
Box 17 Folder 7
American Stock Exchange (Chairman) Address to American Council on Capital Formation, Washington, DC, Jan. 19, 1983
[Speaking Engagement Cancelled]
Box 17 Folder 7
American Stock Exchange (Chairman) Address to the Government Research Corporation's National Leadership Conference, Washington, DC, Feb. 1, 1983
Box 17 Folder 7
American Stock Exchange (Chairman) Address for Rudin Memorial Lecture Series, New York University (draft and final), New York, NY, Feb. 2, 1983
Box 17 Folder 7
American Stock Exchange (Chairman) Address: The Entrepreneurial Animalat Yale School of Organization and Management, [New Haven, CT], Feb. 9, 1983
Box 17 Folder 7
American Stock Exchange (Chairman) Address Public Policy, PACs and Power Politics - New Rules For an Old Game at LBJ School of Public Affairs, University of Texas (draft and final), Austin, TX, Feb. 28, 1983
Box 17 Folder 7
American Stock Exchange (Chairman) Address: Growth Industries in the 1980s at Federal Reserve Bank of Atlanta Conference, [Atlanta, GA], Mar. 17, 1983
Box 17 Folder 7
American Stock Exchange (Chairman) Welcoming Remarks, American Stock Exchange Regional Forum, Houston/Dallas, Apr. 26-27, 1983
Box 17 Folder 7
American Stock Exchange (Chairman) Dinner Address, American Stock Exchange Regional Forum, Houston/Dallas, Apr. 26-27, 1983
Box 18 Folder 1
American Stock Exchange (Chairman) Address to Young Presidents' Organization , New York, NY, May 3, 1983
Box 18 Folder 1
American Stock Exchange (Chairman) Luncheon Address to Young Presidents' Organization (draft and final), New York, NY, May 3, 1983
Box 18 Folder 1
American Stock Exchange (Chairman) Remarks at Key Pharmaceuticals Annual Meeting, Miami, FL, May 5, 1983
Box 18 Folder 1
American Stock Exchange (Chairman) Address at Mitchell Energy & Development Corporation, Woodlands, TX, Jun. 29, 1983
Box 18 Folder 1
American Stock Exchange (Chairman) Testimony before the Senatel Small Business Committee, Washington, DC, Jul. 13, 1983
Box 18 Folder 1
American Stock Exchange (Chairman) Remarks at Peat Marwick Annual Partners' Meeting, Boca Raton, FL, Oct. 21, 1983
Box 18 Folder 1
American Stock Exchange (Chairman) Statement: A Survey of Wall Street Executives and Amex CEO's conducted by Decima Research, McLean, VA, Nov. 17, 1983
Box 18 Folder 1
American Stock Exchange (Chairman) Speech at Annual Meeting, Pope Evans & Robbins, Amex Boardroom, Dec. 6, 1983
Box 18 Folder 1
American Stock Exchange (Chairman) Speech for Trans-Lux Directors; Day, Dec. 6, 1983
Box 18 Folder 2
Address: 1984 and Beyond: The Future for Growth Capital, Downtown Long Island Forum, Hofstra University, Jan. 18, 1984
Box 18 Folder 2
Remarks at the Forum Club of Houston (clean and edited drafts), Jan. 25, 1984
Box 18 Folder 2
Remarks to the Conference Board, Conference on Strategic Planning, Mar. 20, 1984
Box 18 Folder 2
Remarks at Central Cynagogue, Apr. 5, 1984
Box 18 Folder 2
Address to Young Presidents' Organization International University, New York, NY, Apr. 12, 1984
Box 18 Folder 2
Address at SIA Spring Conference, Hilton Head, FL, May 8, 1984
Box 18 Folder 2
Welcoming Address at American Stock Exchange Washington Conference, Washington, DC, Jun. 11, 1984
Box 18 Folder 2
Dinner Address to the Committee of 200 and the Women's Forum, Amex Trading Floor (Draft & Final), New York, NY, Oct. 2, 1984
Box 18 Folder 2
Keynote Address, Prudential-Bache Luncheon (draft), Tampa, FL, Nov. 16, 1984
Box 18 Folder 3
Address at C.W. Post Campus, Long Island University, Feb. 11, 1985
Box 18 Folder 3
Speech at Beta Gamma Sigma National Honoree Luncheon, American Assembly of Collegiate Schools of Business, Orlando, FL, Apr. 15, 1985
Box 18 Folder 3
Speech at the Financial Post Conference, Toronto, Canada, May 28, 1985
Box 18 Folder 3
Statement before the Securities Subcommittee of the Senate Committee on Banking, Housing and Urban Affairs, Washington, DC, Jun. 12, 1985
Box 18 Folder 3
Address at NYSSCPA/FAE Tax Conference, New York, NY, Oct. 18, 1985
Box 18 Folder 3
Luncheon Address to Beta Gamma Sigma , New York, NY, Oct. 24, 1985
Box 18 Folder 4
Luncheon Address at Minneapolis Meeting, Minneapolis, MN, Jan. 23, 1986
Box 18 Folder 4
Introduction of T. Boone Pickens at International Investors Conference, Washington, DC, Oct. 20, 1986
Box 18 Folder 4
Address to American Electronics Association, Monterey, CA, Oct. 27, 1986
Box 18 Folder 4
Speech The Significance of Environmental Change at Amex Officers Weekend, 1986 - outline draft, Oct. 30, 1986
Box 18 Folder 4
Statement before the Securities and Exchange Comission (SEC) - 2 versions, Washington, DC, Dec. 16, 1986
Box 18 Folder 5
Remarks at Curtice-Burns Foods, Inc. Board Dinner, Jan. 7, 1987
Box 18 Folder 5
Luncheon Address, Economic Club of Indianapolis, Indianapolis, IN, Feb. 20, 1987
Box 18 Folder 5
Address at Financial World Dinner, New York, NY, Mar. 1987
Box 18 Folder 5
Welcoming Remarks, Interracial Council for Business Opportunity, New York, NY, Apr. 29, 1987
Box 18 Folder 5
Opening Remarks, Amex Board Dinner, Wave Hill, New York, NY, May 13, 1987
Box 18 Folder 5
Gift Presentations, Amex Board Dinner, Wave Hill, New York, NY, May 13, 1987
Box 18 Folder 5
Address: Competitive Challenge to American Industry, (on Ethics) before a National Issues Forum on Enhancing the Competitiveness of US Industry, The Brookings Institution, Washington, DC, May 27, 1987
Box 18 Folder 5
Address , Amex Seminar Dinner, Los Angeles, CA, May 28, 1987
Box 18 Folder 5
Address to Young Presidents' Organization New York Chapter, New York, NY, Jun. 10, 1987
Box 18 Folder 5
Statement before the Securities and Exchange Comission (SEC), Washington, DC, Jul. 22, 1987
Box 18 Folder 5
Keynote Address at Joint Meeting: Southern Governors' Association, The Southern Growth Policies Board and the Southern States Energy Board, Louisville, KY, Aug. 31, 1987
Box 18 Folder 5
Address to Young Presidents' Organization Bermuda Conference, New York, NY, Oct. 9, 1987
Box 18 Folder 5
SIA Luncheon Remarks, Oct. 12, 1987
Box 18 Folder 5
Luncheon Remarks and Introduction of Manuel H. Johnson, Amex International Conference (Progam of events enclosed), Washington, DC, Oct. 19, 1987
Box 18 Folder 5
Address, Council of Institutional Investors - draft and final verstion. Program and related correspondence enclosed, New York, NY, Nov. 5, 1987
Box 18 Folder 6
Speech: After The Crash - A Look Ahead, National Press Club, Washington, DC, Apr. 5, 1988
Box 18 Folder 6
Opening Remarks, Amex Board Dinner, New York, NY, Apr. 13, 1988
Box 18 Folder 6
Gift Presentations, Amex Board Dinner, New York, NY, Apr. 13, 1988
Box 18 Folder 6
Speech at Amex Regional Dinner, New York, NY, Apr. 19, 1988
Box 18 Folder 6
Keynote Address, Institutional Investor Institute's Spring Pension Fund Roundtable, New York, NY, Apr. 21, 1988
Box 18 Folder 6
Address Charge to the Graduating Classon Ethics, University of Connecticut, CT, May 22, 1988
Box 18 Folder 6
Opening Statement, NYU Symposium, Information Technology and Securities Market under Stress, New York, NY, [Jun. 13, 1988]
Box 18 Folder 6
Convocation Address, College of Arts and Sciences, Northwestern University, Evanston, IL, Jun. 18, 1988
Box 18 Folder 6
Address to Industrial Designers of America Conference, New York, NY, Aug. 26, 1988
Box 18 Folder 6
Remarks at Cocktail Reception for Chief Executieves, Amex Washington Conference, Washington, DC, Nov. 7, 1988
Box 18 Folder 6
Remarks at Union Station, Amex Washington Conference, Washington, DC, Nov. 7, 1988
Box 18 Folder 6
Remarks and Introduction of Frank Carlucci, Amex Washington Conference, Washington, DC, Nov. 8, 1988
Box 18 Folder 6
Address, Fall Conference, National Investor Relations Institute, Nov. 16, 1988
Box 19 Folder 1
Dinner Address, Economic Club of Oklahoma, OK, Feb. 20, 1989
Box 19 Folder 1
; Morgan, Porter P. American Stock Exchange (Chairman, Exec. VP) Presentations for American College of Probate Counsel, Tuscon, AZ, Mar. 14, 1989
Box 19 Folder 1
Concluding Address, SIA Meeting, New York, NY, Mar. 22, 1989
Box 19 Folder 1
Speech at Amex Annual Meeting - draft, Apr. 10, 1989
Box 19 Folder 1
Opening Remarks, Amex Board Dinner at Guggenheim Museum - draft, New York, NY, Apr. 12, 1989
Box 19 Folder 1
Gift Presentations to retiring governors: Bill Silver, George Voner Linden, Al Einbender, at Amex Board Dinner - draft, New York, NY, Apr. 12, 1989
Box 19 Folder 1
Address on Ethics and Insider Trading, Williams College, Apr. 14, 1989
Box 19 Folder 1
Speech at Amex Regional Meetings in California - draft and final, San Francisco, CA; Palo Alto, CA, Apr. 24, 1989
Box 19 Folder 1
Remarks at Chieftain International, Calgary, Canada, Apr. 26, 1989
Box 19 Folder 1
Address at Fraser Institute, Vancuver, Canada, Apr. 26, 1989
Box 19 Folder 1
Opening Keynote Address, National Financial Computer and Automation Conference, New York, NY, May 9, 1989
Box 19 Folder 1
Address on Ethics at Chief Executive Roundtable, University of California, Irvine, CA, May 17, 1989
Box 19 Folder 1
Speech at Amex Regional Dinner, with announcement of resignation from Amex and with Robert A. Mosbacher Introduction, New York, NY, Jun. 20, 1989
Box 19 Folder 1
Remarks at Amex Washington Conference Dinner, Library of Congress - draft, Washington, DC, Oct. 30, 1989
Box 19 Folder 2
Roll Call and Stagebill (owner) Testimony on NEA before the House Interior Appropriations , Washington, DC, May 15, 1990
Box 19 Folder 2
Luncheon Address: Getting to 2000 - No Easy Answers For the Artsfor the Arts and Business Council Symposium, Sep. 26, 1991
Box 19 Folder 2
Levitt Media Company (chairman); Economic Development Corporation of New York (Chairman) Testimony on NEA before the Subcommittee on Government Activities and Transportation at Brooklyn Museum of Arts, Brooklyn, NY, Oct. 28, 1991
Box 19 Folder 2
Keynote Address for the National Assembly of State Arts Councils - draft and final, Nov. 9, 1991
Box 19 Folder 2
Keynote Address for the Illinois Arts Alliance, [IL], Feb. 4, 1992
Box 19 Folder 2
Remarks for the Illinois Arts Alliance and Major Arts Institutions, [IL], Feb. 5, 1992
Box 19 Folder 2
Speech for State of Connecticut Commission on the Arts, [CT], Mar. 10, 1992
Box 19 Folder 2
Speech for International Theatre Festival Board of Directors, Chicago, IL, Mar. 12, 1992
Box 19 Folder 2
Speech: Getting to 2000 - No Easy Answers For the Artsfor the Arts and Business Council Inc., IBM Corporation, Council of Arts in Westchester, Inc; Westchester County Office of Cultural Affairs, Mariott Hotel, Tarrytown, NY, Jun. 19, 1992
Box 19 Folder 2
Speech at Investors Dinner, [New York, NY], Oct. 5, 1992
Box 19 Folder 2
Speech: Reflection on Wall Street at SIA Conference, Apr. 14, 1993
Box 19 Folder 3
Undated speeches, drafts and fragments, n.d.
Subseries III.4: Post-SEC
Texts and drafts of speeches and testimonies by A. Levitt, 2001 - 2007.
Box 50 Folder 5
Ernst & Young Conference, May 22, 2001
Box 50 Folder 6
Remarks by Arthur Levitt, Denver, CO, July 24, 2001
Box 50 Folder 7
Carlyle Presentation, September 10, 2001
Box 50 Folder 8
NAVA Conference, October 9, 2001
Box 50 Folder 9
Charles Schwab, October 10, 2001
Box 50 Folder 10
Powermart, October 16, 2001
Box 51 Folder 1
CCBN, October 23, 2001
Box 51 Folder 2
Charles River Ventures retreat, October 25, 2001
Box 51 Folder 3
Putnam Investments, October 26, 2001
Box 51 Folder 4
Carlyle Group, October 29, 2001
Box 51 Folder 5
SunGard World, October 29, 2001
Box 51 Folder 6
Spear, Leads, and Kellog, November 29, 2001
Box 51 Folder 7
Levitt on Enron, January 24, 2002
Box 51 Folder 8
Goldman Scchs Debt Capital, March 14, 2002
Box 51 Folder 9
CCBN Panel, March 26, 2002
Box 51 Folder 10
American Century Funds, April 4, 2002
Box 51 Folder 11
Business Week CFO Forum, April 25, 2002
Box 52 Folder 1
The Carlyle Group, April 29, 2002
Box 52 Folder 2
National Retail Federation, April 29, 2002
Box 52 Folder 3
California Bankers' Association, May 2, 2002
Box 52 Folder 4
Foley Lardner, May 9, 2002
Box 52 Folder 5
Grantham, Mayo, Van Otterloo Forum, May 14, 2002
Box 52 Folder 6
CIGNA Conference, May 16, 2002
Box 52 Folder 7
Fairfield County Day School, June 5, 2002
Box 52 Folder 8
Williams College Reunion Weekend, June 7, 2002
Box 52 Folder 9
Jay Alix and Associates Conference, June 14, 2002
Box 52 Folder 10
Calpers Option Workshop, June 17, 2002
Box 52 Folder 11
Rutgers Business School, June 24, 2002
Box 52 Folder 12
American Council of Life Insurers, June 28, 2002
Box 52 Folder 13
Carlyle Group Investor Conference, September 10, 2002
Box 52 Folder 14
Nixon Peabody, September 18, 2002
Box 52 Folder 15
Mercer Global Investment Forum, September 19, 2002
Box 52 Folder 16
Forbes, September 26, 2002
Box 52 Folder 17
Capital Resources Advisors Conference, October 3, 2002
Box 53 Folder 1
Fidelity Investments Conference, October 4, 2002
Box 53 Folder 2
Forbes CEO Forum, October 9, 2002
Box 53 Folder 3
American Petroleum Institute, October 15, 2002
Box 53 Folder 4
Risk Management Association, October 16, 2002
Box 53 Folder 5
Family Office Exchange Conference, October 22, 2002
Box 53 Folder 6
Business for Social Responsibility, November 8, 2002
Box 53 Folder 7
Brandes Investment Partners, November 12, 2002
Box 53 Folder 8
Hanson McClain Conference, November 12, 2002
Box 53 Folder 9
Carlyle Group, November 14, 2002
Box 53 Folder 10
Fannie Mae Executive Retreat, December 10, 2002
Box 53 Folder 11
AEA-AFA Convention, January 3, 2003
Box 53 Folder 12
PCMA Annual Meeting, January 8, 2003
Box 53 Folder 13
TIAA-CREF Forum, January 24, 2003
Box 53 Folder 14
Kelley School of Business Conference, March 5, 2003
Box 53 Folder 15
CFO Conference: Palm barbor, FL, March 18, 2003
Box 53 Folder 16
CCBN Seminar, March 20, 2003
Box 53 Folder 17
Charles River Ventures Retreat, March 27, 2003
Box 54 Folder 1
Pimco Conference, March 31, 2003
Box 54 Folder 2
Illinois Teachers Retirement Fund, April 3, 2003
Box 54 Folder 3
AESC Conference, April 11, 2003
Box 54 Folder 4
CFO Summit: Marina Del Rey, April 29, 2003
Box 54 Folder 5
Andor Capitol, May 7, 2003
Box 54 Folder 6
Miami School of Business, May 9, 2003
Box 54 Folder 7
Windy City Summit, May 14, 2003
Box 54 Folder 8
Commencement, University of Connecticut, May 18, 2003
Box 54 Folder 9
Vanderbilt University, June 9, 2003
Box 54 Folder 10
Bindview "Webinar", June 17, 2003
Box 54 Folder 11
Buy Side Market Data, June 18, 2003
Box 54 Folder 12
Conference Board Audit Committee, June 19, 2003
Box 54 Folder 13
Bindview "Webinar", July 30, 2003
Box 54 Folder 14
Curian Capital Summit, September 2, 2003
Box 54 Folder 15
Hyperion Seminar, September 10, 2003
Box 54 Folder 16
Institutional Investor's Corporate Roundtable, September 15, 2003
Box 54 Folder 17
Mutual Fund Directors Forum, September 22, 2003
Box 54 Folder 18
Advent Software Conference, September 22, 2003
Box 55 Folder 1
Hyperion Seminar, October 14, 2003
Box 55 Folder 2
A. Brean Murray Conference, October 29, 2003
Box 55 Folder 3
Testimony before Subcommittee on Capital Markets, November 4, 2003
Box 55 Folder 4
Professional Liability Underwriting Conference, November 10, 2003
Box 55 Folder 5
KPMG Partners, November 20, 2003
Box 55 Folder 6
Church Alliance Meeting, December 4, 2003
Box 55 Folder 7
NYU Integrity of Financial Markets Conference, December 5, 2003
Box 55 Folder 8
Veritas Software Webcast, December 11, 2003
Box 55 Folder 9
Lacera Meeting, January 27, 2004
Box 55 Folder 10
TD Waterhouse, February 6, 2004
Box 55 Folder 11
CERA Global Oil Summit, February 9, 2004
Box 55 Folder 12
ALCAN Executives Retreat, February 14, 2004
Box 55 Folder 13
Deloitte Risk Management, March 25, 2004
Box 55 Folder 14
NYU Haskins Award Ceremony, April 28, 2004
Box 55 Folder 15
Reinsurance Conference, April 29, 2004
Box 55 Folder 16
Dickinson College Rush Award, May 6, 2004
Box 55 Folder 17
CFO Summit, May 11, 2004
Box 56 Folder 1
KPMG Global Energy Conference, May 24, 2004
Box 56 Folder 2
NIRI Annual Conference, June 8, 2004
Box 56 Folder 3
Grant and Eisenhoffer, June 9, 2004
Box 56 Folder 4
Eliot Spitzer Lunch, September, 2004
Box 56 Folder 5
Pfizer, September 17, 2004
Box 56 Folder 6
Poly Prep, October 2, 2004
Box 56 Folder 7
Columbia University Law School, October 15, 2004
Box 56 Folder 8
IOSCO Conference, October 28, 2004
Box 56 Folder 9
ADP Conference, October 29, 2004
Box 56 Folder 10
Deloitte CFO Conference, November 19, 2004
Box 56 Folder 11
KPMG: Atlanta, November 22, 2004
Box 56 Folder 12
KPMG: Boston, November 30, 2004
Box 56 Folder 13
KPMG: Philadelphia, December 1, 2004
Box 56 Folder 14
KPMG: Dallas, December 2, 2004
Box 56 Folder 15
KPMG: Phoenix, AZ, December 7, 2004
Box 56 Folder 16
KPMG: Detroit, December 14, 2004
Box 56 Folder 17
Odyssey Club, March 9, 2005
Box 56 Folder 18
Bank of America Hedge Fund Conference, June 6, 2005
Box 57 Folder 1
Rand Center for Corporate Ethics, June 16, 2005
Box 57 Folder 2
Bindview "State of Regulatory Compliance Summit", July 19, 2005
Box 57 Folder 3
SAS Webcast, July, 20, 2005
Box 57 Folder 4
Economist General Counsel Dinner, March 23, 2006
Box 57 Folder 5
Jackson National Life Dinner, June 20, 2006
Box 57 Folder 6
Riskmeterics Conference, June 21, 2006
Box 57 Folder 7
Bloomberg Securities Law Forum, June 22, 2006
Box 57 Folder 8
Bloomberg Securities Law Symposium, June 29, 2007